Registration as a intermediary in miscellaneous goods
You are planning to propose the acquisition of atypical assets (wines, precious metals, livestock, other movable or immovable property) which the purchasers will not manage themselves or which will offer a contractual option to take over with an increase in the value of the capital invested? You wish to propose to investors to acquire rights on properties by putting forward a promise of financial return, and wish to be advised within the framework of the registration as an intermediary in miscellaneous properties? You think that you are not concerned by this regulation but you have a doubt about the nature of the activities you carry out?
Holder of the AMF certification and with 10 years of experience within the Autorité des marchés financiers,Anne RAOUL-TARDIEU has a thorough knowledge of how the AMF operates and can assist you in the regulatory compliance of your activity.
Our firm assists you in the regulatory compliance of your registration file as an intermediary in miscellaneous goods, according to the typology of your activity. We also assist you in the analysis of the nature of your activities, in order to determine whether these activities are concerned by the regime of the operations of an intermediary in miscellaneous goods or fall outside the scope of this regime.
When is an intermediary considered to be a intermediary in miscellaneous goods?
When is an intermediary considered to be a intermediary in miscellaneous goods?
The law also extends this regime to persons who offer clients or potential clients to acquire rights in one or more assets by promoting the possibility of a direct or indirect economic or financial return, or with a similar economic effect.
When a person carries out these activities, registration as an intermediary in miscellaneous goods with the AMF is mandatory.
This regime may therefore apply to operators of online platforms that offer investments in tangible or intangible assets which, although not financial assets, are accompanied by promises of financial returns.
The regulations relating to the operations of intermediaries in miscellaneous goods is a complex regime to understand for actors not familiar with the regulated sphere where it is necessary to be accompanied and advised to obtain a registration in conditions of optimal speed and legal security.
Services offered
Our interventions:
- Legal advice related to the activity of intermediary in miscellaneous goods (to determine the application or not of the regime)
- Creation of the registration file and support for the client with regard to the regulators during the process
- Drafting of procedures and policies
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